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AI Compliance

AI regulations are multiplying fast and every AI use case may fall under different rules. Without a systematic approach, compliance becomes a bottleneck to deploying AI — or a risk if missed entirely.

Why This Matters

  • Regulatory pressure is growing. The EU AI Act, NIST AI RMF, ISO 42001, and other frameworks impose concrete requirements on AI transparency, risk assessment, and human oversight.
  • Manual compliance is unsustainable. Assembling evaluation results, monitoring logs, and risk documentation by hand for every model doesn't scale.
  • Hidden compliance gaps create risk. Without a centralized view of which regulations apply to which AI use cases, gaps go undetected until an audit.
  • Compliance is continuous. Models change, data drifts, and regulations evolve. Organizations need a governance posture that stays current automatically.

Key Capabilities

Capability What It Does
Map AI use cases to regulations Compliance plans identify which rules apply by use case and region
Position reporting Surface potential compliance gaps across the enterprise
Configurable assessment workflows Streamline the review cycle for use case owners and compliance teams

Available Assets

Script What It Does
Use Case Inventory Management Create and manage AI use cases in the watsonx governance inventory, add compliance metadata (risk level, regulations, ownership)
Governed Tool Catalog Register, list, and manage AI tools in the watsonx governance tool catalog

Compliance Workflows (OpenPages Governance Console)

For full compliance lifecycle management — regulation mapping, risk assessment, and position reporting — use the IBM OpenPages Governance Console integrated with watsonx governance.

Workflow What It Does
Regulatory Compliance Management Map AI use cases to regulations (EU AI Act, NIST AI RMF), track regulatory changes
Risk Identification & Assessment Run risk assessments with configurable questionnaires
Position Reporting Dashboard-based visibility into compliance posture across the enterprise
AI Risk Atlas Built-in guide to AI risks for planning risk mitigation

Setting Up OpenPages Integration

  1. Provision an OpenPages instance with "Model Risk Governance" solution
  2. Integrate with watsonx governance (API key + fixed URL)
  3. Load solution files (questionnaire templates, risk atlas content, sample AI mandates)
  4. Create AI use cases in the Governance Console to access compliance workflows

GitHub Repository

AI Compliance Assets